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Compliance Manager Jobs in London

28013 Compliance Manager Jobs in London

One Ten Associates

Compliance Manager - Hedge Fund London One Ten Associates Full time

One Ten Associates

London

£200,000

Duties will include: Surveillance monitoring for best execution, market abuse and market manipulation Monitoring the firms shareholder disclosures responsibilities Develop and maintain the compliance monitoring programme...

Full time

Posted

via Jobleads

Jobleads
MERJE

Risk and Compliance Manager

MERJE

London

The Risk and Compliance Manager will be involved in: Challenging existing processes to ensure we are performing controls in line with and/or exceeding industry standards Assessing new products, clients, crypto assets/blockchains...

Full time

Posted

via Joblift

Joblift
KPMG

Tax Manager - Compliance Hub

KPMG

London

nationally: Why Join KPMG as a Tax Manager: Compliance Hub The KPMG financial services tax team is a fast growing part of the KPMG tax practice. Operating from London & Manchester we do work that matters, serving the region with diligence...

Full time

Posted

via Joblift

Joblift
Coopman Search and Selection

Legal & Compliance Manager

Coopman Search and Selection

London

Key Responsibilities: Compliance oversight and monitoring activities of the firm Provide advice to the business on key FCA regulatory requirements Updating and managing the firm’s compliance policies and procedures Maintaining...

Full time

Posted

via Joblift

Joblift
Martis Search

Compliance Manager - Asset Management & Hedge Fund Compliance Consulta...

Martis Search

London

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance This is...

Full time

Posted

via Joblift

Joblift

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Martis Search

Head of Compliance - Boutique Equity focused Asset Manager - West End ...

Martis Search

London

Helping the firm to meet compliance requirements by ensuring process and controls are adequately followed Working with other teams to ensure compliance requirements are understood and best practice adhered to across the business...

Full time

Posted

via Joblift

Joblift
Acuity Knowledge Partners

Delivery Manager-Forensic Testing Compliance

Acuity Knowledge Partners

London

proactive approach to mitigate potential risks Analyze policies, procedures, data, supporting documents and identify areas for forensic reviews and compliance testing Develop methods of testing internal controls, share Basic...

Full time

Posted

via Joblift

Joblift
Templeton and Partners - Tech Recruitment

Office & Compliance Manager

Templeton and Partners - Tech Recruitment

London

About the Role Manage the day to day running and operation of the London office, providing wider support to the overseas offices and remote workers Set up new laptops, desktops and headset equipment for all new starters with overall...

Full time

Posted

via Joblift

Joblift
InterQuest Group

Senior Compliance Manager

InterQuest Group

London

Then this is the one for you… Responsibilities Conduct horizon scanning for regulatory changes and communicate to the business (Ex Co and across the business) Develop and maintain policies and procedures relating to Dont miss out on this...

Full time

Posted

via Joblift

Joblift
Edenbrook

Compliance Manager

Edenbrook

London

Reporting into the Head of Compliance, you will play a key role in the management, and day to day operation of the Regulatory Compliance Framework. If you think you are the right match for the following opportunity, apply after reading the...

Full time

Posted

via Joblift

Joblift

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Fintellect Recruitment

Compliance Manager

Fintellect Recruitment

London

Essential Skills and Experience of the Compliance Manager Strong knowledge and experience of Compliance – developing plans and executing monitoring activities Clear understanding of how 1st Line control effectiveness impacts...

Full time

Posted

via Joblift

Joblift
Legal & General

Private Asset Compliance Manager

Legal & General

London

What youll be doing: Providing independent conduct risk and regulatory compliance advice to LGC’s alternative asset origination and management business, Developing, testing, implementing, and reviewing new conduct risk and Rated...

Full time

Posted

via Joblift

Joblift
SSR Personnel

EMEA People Safety and Compliance Manager

SSR Personnel

London

EMEA People Safety and Compliance Manager Interested in learning more about this job Scroll down and find out what skills, experience and educational qualifications are needed. London (Hybrid) 12 Month Fixed Term Contract. Our client...

Full time

Posted

via Joblookup

Joblookup
JJ SEARCH LIMITED

Product Risk Manager , Investment Compliance , First Line of Defence ,...

JJ SEARCH LIMITED

London

The Candidate 3 5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of...

Full time

Posted

via Joblookup

Joblookup
Coopman Search and Selection

Compliance Manager

Coopman Search and Selection

London

Key Responsibilities Compliance Advisory Compliance Monitoring & Surveillance Compliance policies, procedures, manuals and registers as appropriate Reviewing & Approving financial promotions Assist with the preparation of...

Full time

Posted

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Joblookup

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