Regulatory Compliance Officer Jobs in Leeds

Head of Compliance, Risk & MLRO (SMF16/17) About the Role Firm operating within wealth manmagement, financial planning and financial advice are seeking an experienced Head of Compliance, Risk & MLRO to lead and oversee the Risk, This is a...

Duties will include: Delivering compliance monitoring activities Conducting file reviews and audits Maintaining compliance and regulatory registers Monitoring adviser CPD and SPS requirements Supporting Consumer Duty and...

Maintaining and adopting best practice and regulatory compliance in line with the organisation goals and objectives. Basic Job Duties Day to day delivery of hands on HR support and advice to the designated management teams to retain,...

Working closely to support the charitys Finance Manager, the successful candidate will ensure accurate record keeping, compliance and regulatory requirements. Maintaining strong financial controls and making informed decisions...

Working closely to support the charities Finance Manager, the successful candidate will ensure accurate record keeping, compliance and regulatory requirements. Maintaining strong financial controls and making informed decisions...