Regulatory Compliance Officer Jobs in London

As part of our continued growth, we are seeking an experienced Compliance Officer to strengthen our regulatory framework and ensure the firm continues to operate in line with all applicable legal and regulatory requirements. The Role...

Being a key stakeholder/ Compliance lead for new product launches from a regulatory advisory perspective Assisting in coordinating key workstreams, projects and tasks (regular and ad hoc) within the Compliance team and across the Key...

This role would suit someone with experience as Director of Compliance Advisory, Head of Regulatory Compliance, Senior Compliance Manager (FCA/PRA), Head of Compliance & Regulatory Affairs or Head of Compliance (Insurance & Youll be...

Your new role As a Risk & Compliance Officer, you will provide essential support on all aspects of risk management, regulatory compliance, and conflicts. Youll be responsible for client onboarding, conducting AML checks, reviewing KYC...

The Role Reporting to the Chief Executive, the Chief Financial Officer will own financial strategy, capital management, regulatory compliance, and performance reporting. This is a senior appointment requiring both technical rigour...

Key responsibilities Monitor and ensure ongoing compliance with the SRA Standards and Regulations Act as the main point of contact for the SRA on all regulatory compliance matters Manage and update internal compliance policies and...

Hudson McKenzie is seeking a Compliance Officer for Legal Practice (COLP) to ensure compliance with SRA regulations. You will have a key role in risk management and regulatory reporting within a dynamic team. Candidate must be a...

A dynamic law firm in London is seeking an experienced Compliance Officer to enhance their regulatory framework. The role involves overseeing compliance processes, conducting audits, and providing guidance to staff while ensuring...

Head of Compliance (SMF16 & SMF17) London | Hybrid Working Competitive Salary + Bonus + Equity Incentives An exciting opportunity has arisen for an experienced compliance professional to join a rapidly growing, technology driven This...

Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global Ares is...