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Regulatory Compliance Specialist Jobs

39788 Regulatory Compliance Specialist Jobs

Compliance Officer- Compliance

MILLER INSURANCE LLC

London

£60,000 - £80,000

Produce regular compliance monitoring reports and dashboards in a timely manner, which provide Senior Management and the Compliance Committee with an understanding of regulatory performance across Miller and the on going ability of...

Full time

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Posted3 години тому

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Compliance Specialist

Schroders Recruitment

London

£60,000 - £80,000

The main responsibilities of the role are: Review and approve marketing material / financial promotions in cooperation with EMEA and global Compliance teams; Review the teams mailbox and liaise with team members to resolve and deal with...

Full time

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Posted3 години тому

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Compliance Specialist

ENGINEERINGUK

London

£60,000 - £80,000

Full time

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Posted2 години тому

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Compliance Specialist

Qube Research & Technologies Limited

London

£60,000 - £80,000

Your future role within QRT: Undertake all Central and Operations Compliance related activities Manage US regulatory framework Support External investment programme and Operational Due Diligence processes, including AML We...

Full time

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Posted2 години тому

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Compliance Specialist

Petroineos Trading Limited

London

£60,000 - £80,000

Review trading activities and related support functions, identifying and mitigating regulatory compliance risk, implementing systems of work, processes, and procedures to deliver effective compliance. Assist the Compliance...

Full time

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Posted2 години тому

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Regulatory Compliance Specialist

eFinancialCareers

London

£60,000 - £80,000

6 month contract Hybrid Working Leading London Based Investment Bank You Will: Support the business in managing regulatory risk. Perform second line of defense activities in relation to consequential regulatory risks. Ensure...

Full time

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Posted3 години тому

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Corporate Compliance - Compliance Officer- Associate

Nomura Holdings, Inc.

London

£60,000 - £80,000

Job Title: Corporate Compliance Compliance Officer Associate Job Code: 7241 Country: GB City: London Skill Category: Compliance Company Overview Nomura is a global financial services group with an integrated network spanning By...

Full time

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Posted3 години тому

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Compliance Counsel and BMR Compliance

MSCI Inc

London

£150,000 - £200,000

Your Key Responsibilities Conduct legal analysis and advise the business with respect to the EU and UK BMR, IOSCO, other compliance areas described above, as well as new compliance and regulatory developments. Maintain a comprehensive...

Full time

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Posted2 години тому

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Corporate Compliance - Compliance Officer- Associate

Nomura International

London

£60,000 - £80,000

Role description: The role will include providing advisory support and second line challenge to the relevant Corporate Functions on: Non Financial Regulatory Reporting (MiFID, EMIR, SFTR, CFTC & SEC); Client Assets; and Management of...

Full time

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Posted2 години тому

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Compliance Officer

Arthur

London

£60,000 - £80,000

Staying on top of regulatory change and actively communicating it to the business Becoming a regulatory specialist in order to drive the completion of wider compliance projects About You You will have a strong understanding of the Lloyds...

Full time

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Posted3 години тому

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Compliance Associate

BACB plc

London

£60,000 - £80,000

Job Description Additional Info Hybrid Working 3 days onsite, 2 from home Location: Bank Contract Type: Permanent About Us BACB is an international wholesale bank providing tailored trade solutions to clients, focusing on Established...

Full time

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Posted3 години тому

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Compliance Manager

Munich Re

London

£60,000 - £80,000

Job Purpose: To further enhance excellence and the service quality within the Great Lakes UK Compliance department to its business stakeholders through the provision of specialist compliance knowledge and expertise, with a As a...

Full time

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Posted3 години тому

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Compliance Analyst

CFC

London

£60,000 - £80,000

About the role As a Compliance Analyst, you will play an important role in supporting the UK compliance function in delivering the CFC compliance plan, including the operation of an effective compliance programme and all of the Your role...

Full time

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Posted3 години тому

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Compliance Manager

Harrison Holgate

London

£60,000 - £80,000

Summary To act as a deputy to the Head of Regulatory Affairs, supporting day to day compliance activities, managing the Compliance team, attending meetings, producing reports and deputising as required. Key tasks Act as a deputy to the...

Full time

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Posted3 години тому

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Compliance Officer

Compliance Professionals

London

£60,000 - £80,000

THE RESPONSIBILITIES: Own, maintain, develop and review compliance policies, advising management on possible risks Maintain the compliance monitoring calendar Advise management on the companys compliance with regulation through...

Full time

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Posted2 години тому

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Get tailored job alerts and stay updated on the latest Regulatory Compliance Specialist Jobs! Receive job offers before anyone else.

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