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Regulatory Compliance Officer Jobs

29675 Regulatory Compliance Officer Jobs

Compliance Officer- Compliance

MILLER INSURANCE LLC

London

£60,000 - £80,000

We’re looking for a compliance officer to join the team at Miller Insurance Services LLP, to provide a prompt, accurate and effective compliance service and to promote and develop the compliance culture across the group. Role...

Full time

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Posted43 хвилини тому

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Corporate Compliance - Compliance Officer- Associate

Nomura International

London

£60,000 - £80,000

Role description: The role will include providing advisory support and second line challenge to the relevant Corporate Functions on: Non Financial Regulatory Reporting (MiFID, EMIR, SFTR, CFTC & SEC); Client Assets; and Management of...

Full time

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Posted33 хвилини тому

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Corporate Compliance - Compliance Officer- Associate

Nomura Holdings, Inc.

London

£60,000 - £80,000

Job Title: Corporate Compliance Compliance Officer Associate Job Code: 7241 Country: GB City: London Skill Category: Compliance Company Overview Nomura is a global financial services group with an integrated network spanning By...

Full time

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Posted43 хвилини тому

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Compliance Officer

Pentasia

London

£60,000 - £80,000

This role is responsible for managing day to day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities:...

Full time

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Posted35 хвилин тому

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Compliance Officer

Lewis Row Recruitment

London

£60,000 - £80,000

The Compliance Officer will support the Head of Risk and Compliance in the delivery of the firm’s regulatory and governance compliance with an emphasis on data protection and security. They will support the wider Risk & Compliance Team in...

Full time

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Posted36 хвилин тому

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Compliance Officer

InterQuest Solutions

London

£60,000 - £80,000

Compliance Officer FX & Digital Currency London, UK Salary: Up to £50,000 Are you a driven compliance professional with a passion for the fast evolving world of FX and digital currency? Are you ready to take the next step in your career with a...

Full time

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Posted36 хвилин тому

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Compliance Officer

MERJE Ltd

London

£60,000 - £80,000

As a Compliance Officer, you will play a crucial role in maintaining the companys regulatory standards including: Developing and implementing compliance policies and procedures Monitoring and reporting on regulatory changes...

Full time

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Posted34 хвилини тому

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Compliance Officer

Compliance Professionals

London

£60,000 - £80,000

THE RESPONSIBILITIES: Own, maintain, develop and review compliance policies, advising management on possible risks Maintain the compliance monitoring calendar Advise management on the companys compliance with regulation through...

Full time

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Posted36 хвилин тому

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Compliance Officer

Caxton Associates

London

£60,000 - £80,000

About the Role: We have an opportunity to hire a talented compliance professional, reporting directly to the Chief Compliance Officer ("CCO"). The position has a broad remit, and is best suited to individuals who are driven, enjoy a...

Full time

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Posted42 хвилини тому

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Compliance Officer

Evelyn Partners

London

£60,000 - £80,000

Qualifications Key Skills and Experience Good knowledge and understanding of relevant regulatory requirements, including FSMA 2000, PRA and FCA rulebooks, LSE Rulebook and ISA Regulations Experience of wealth management, suitable...

Full time

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Posted39 хвилин тому

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Compliance Officer

Beazley

London

£60,000 - £80,000

General Job Title: Senior Compliance Officer Division: Compliance – Risk & Compliance Reports To: Compliance Manager, London Key Relationships: Compliance Manager, Global Head of Compliance, Global Compliance Teams, Executive Job...

Full time

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Posted39 хвилин тому

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Compliance Officer

G2 Legal Limited

London

£60,000 - £80,000

Key Responsibilities: Monitor and control risk and compliance, focusing on AML/CTF/KYC checks Verify client identities and obtain necessary regulatory information Maintain the firm’s AML database with up to date CDD information...

Full time

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Posted43 хвилини тому

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Compliance Officer

Itaú BBA in Europe

London

£60,000 - £80,000

Your key responsibilities would include: Support the Head of Compliance in the management of financial crime risk and market surveillance through carrying out duties and responsibilities, specially related to the prevention of...

Full time

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Posted43 хвилини тому

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Compliance Officer

Beazley Management Limited

London

£60,000 - £80,000

Job Title: Compliance Officer Division: Compliance Risk & Compliance Reports To: Compliance Manager, London Key Relationships: Compliance Manager, Global Head of Compliance, Global Compliance Teams, Executive Management Teams,...

Full time

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Posted37 хвилин тому

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Compliance Officer

Coyle Personnel plc

London

£60,000 - £80,000

Coyle Medical, a leading healthcare recruitment agency specialising in the provision of staff to the NHS and the private sector, is seeking a Compliance Officer to join our dynamic team at our head office in Liverpool Street, London. As an...

Full time

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Posted41 хвилину тому

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